Securities Exchange Act

Results: 28007



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731OTC Markets Group / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial regulation / Government / Financial economics / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION May 5, 2015 In the Matter of

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Source URL: www.sec.gov.

Language: English - Date: 2015-05-05 07:44:30
732Stock market / United States Securities and Exchange Commission / Financial services / Securities / Securities Act / Collective investment scheme / Security / Prospectus / Securities Fraud Deterrence and Investor Restitution Act / Financial economics / Investment / Finance

The text below is an internet version of the Rules made by the Financial Services Commission under section 93 of the Financial Services Act 2007 and section 155 of the Securities Act 2005 and is for information purpose o

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Source URL: www.fscmauritius.org

Language: English - Date: 2013-12-30 03:40:27
733Law / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Philadelphia Stock Exchange / NASDAQ / United States / Costs / Economy of the United States / Self-regulatory organizations / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 28, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed R

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Source URL: www.sec.gov

Language: English - Date: 2015-04-28 14:04:32
734Finance / Financial economics / 73rd United States Congress / Financial system / Securities / Form 4 / Securities Exchange Act / Filing / Prospectus / United States Securities and Exchange Commission / United States securities law / SEC filings

Staff Statement on Certain Programming Changes to EDGAR for Issuers of Asset-Backed Securities

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Source URL: edgar.sec.gov

Language: English - Date: 2005-11-07 17:25:16
735U.S. Securities and Exchange Commission / Financial economics / Investment / Government / 76th United States Congress / Investment Advisers Act / T. Rowe Price

T. Rowe Price Associates, Inc. and T. Rowe Price International Ltd

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-09 09:54:54
736Securities and Exchange Commission Form 10-Q / Financial regulation / Government / Finance / SEC filings / Securities Exchange Act / U.S. Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 28, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2015-04-27 19:18:43
737Stock market / Finance / United States Securities and Exchange Commission / 73rd United States Congress / United States securities law / Regulation NMS / Order / Chicago Stock Exchange / Securities Exchange Act / Financial markets / Financial economics / Investment

EXHIBIT A PLAN TO IMPLEMENT A TICK SIZE PILOT PROGRAM SUBMITTED TO THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO

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Source URL: www.sec.gov

Language: English - Date: 2015-05-07 10:41:21
738Government / Administrative law / Decision theory / Rulemaking / Dodd–Frank Wall Street Reform and Consumer Protection Act / Paul Volcker / U.S. Securities and Exchange Commission / Administrative Procedure Act / Law / United States administrative law / New Deal agencies / Politics of the United States

March 15, 2012 Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street, NE Washington, DCRe:

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Source URL: www.sec.gov

Language: English - Date: 2012-03-16 16:23:16
739Financial regulation / Securities Exchange Act / SEC Rule 10b-5 / Securities Act / Securities regulation in the United States / U.S. Securities and Exchange Commission / United States / Financial system / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoMay 6, 2015 SECURITIES EXCHANGE ACT OF 1934

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Source URL: www.sec.gov

Language: English - Date: 2015-05-06 16:31:15
740Finance / Financial markets / Daniel Imperato / United States Securities and Exchange Commission / Financial regulation / Short selling / Securities Exchange Act / U.S. Securities and Exchange Commission / Investment Company Act / United States securities law / Financial economics / Financial system

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Rel. NoMarch 27, 2015 Admin. Proc. File No

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Source URL: www.sec.gov.

Language: English - Date: 2015-03-27 10:58:56
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